![]() |
|
|
|
|
|
Navigation
News
|
|
Statutory Instrument 1995 No. 1537The Public Offers of Securities Regulations 1995(The document as of February, 2008) STATUTORY INSTRUMENTS
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Made | 14th June 1995 |
| Coming into force | 19th June 1995 |
| 1. | Citation, commencement and extent |
| 2. | Interpretation |
| 3. | Investments to which this Part applies |
| 4. | Registration and publication of prospectus |
| 5. | Offers of securities |
| 6. | Offers to the public in the United Kingdom |
| 7. | Exemptions |
| 8. | Form and content of prospectus |
| 9. | General duty of disclosure in prospectus |
| 10. | Supplementary prospectus |
| 11. | Exceptions |
| 12. | Advertisements etc. in connection with offer of securities |
| 13. | Persons responsible for prospectus |
| 14. | Compensation for false or misleading prospectus |
| 15. | Exemption from liability to pay compensation |
| 16. | Contraventions |
| 17. | Amendments to the Act and other minor and consequential amendments |
| 18. | Penalties |
| 19. | Designations |
| 20. | Mutual recognition |
| 21. | Revocation |
| 22. | Registration of documents by the registrar of companies |
| 23. | Application of Part X of the Act |
| 24. | Amendments to regulations made under the Banking Act 1987 |
| SCHEDULE 1 | Form and content of prospectus | |
| Part I | Interpretation | |
| Part II | General requirements | |
| Part III | The persons responsible for the prospectus and advisers | |
| Part IV | The securities to which the prospectus relates and the offer | |
| Part V | General information about the issuer and its capital | |
| Part VI | The issuer's principal activities | |
| Part VII | The issuer's assets and liabilities, financial position and profits and losses | |
| Part VIII | The issuer's administration, management and supervision | |
| Part IX | Recent developments in the issuer's business and prospects | |
| Part X | Convertible securities and guaranteed debentures | |
| SCHEDULE 2 | Amendments to the Financial Services Act 1986 and Minor and Consequential Amendments and Repeal | |
| Part I | Amendments to Part IV of the Financial Services Act 1986 | |
| Part II | Consequential amendments and repeals | |
| SCHEDULE 3 | offers of Securities to the Public in the United Kingdom | |
| SCHEDULE 4 | Mutual Recognition of Prospectuses and Listing Particulars | |
| Part I | Recognition for the purposes of Part IV of the Financial Services Act 1986 of prospectuses and listing particulars approved in other member States | |
| Part II | Recognition for the purposes of Part II of these Regulations of prospectuses approved in other member States | |
| Part III | Recognition for the purposes of the Companies Act 1985 of prospectuses approved in other member States | |
| SCHEDULE 5 | Amendments to Regulations Made Under the Banking Act 1987 | |
-- Back --