UK Laws - Legal Portal
 
Navigation
News

Statutory Instrument 1995 No. 1537

The Public Offers of Securities Regulations 1995

(The document as of February, 2008)

-- Back --

STATUTORY INSTRUMENTS

1995 No. 1537

FINANCIAL SERVICES

The Public Offers of Securities Regulations 1995

Approved by Parliament

Made14th June 1995
Coming into force19th June 1995


ARRANGEMENT OF REGULATIONS

PART 1
General
1. Citation, commencement and extent
2. Interpretation
PART II
Public Offers of Unlisted Securities
3. Investments to which this Part applies
4. Registration and publication of prospectus
5. Offers of securities
6. Offers to the public in the United Kingdom
7. Exemptions
8. Form and content of prospectus
9. General duty of disclosure in prospectus
10. Supplementary prospectus
11. Exceptions
12.  Advertisements etc. in connection with offer of securities
13. Persons responsible for prospectus
14. Compensation for false or misleading prospectus
15. Exemption from liability to pay compensation
16. Contraventions
PART III
Amendments to Part IV of the Act etc.
17. Amendments to the Act and other minor and consequential amendments
18. Penalties
PART IV
Miscellaneous
19. Designations
20. Mutual recognition
21. Revocation
22. Registration of documents by the registrar of companies
23. Application of Part X of the Act
24. Amendments to regulations made under the Banking Act 1987

SCHEDULES

 SCHEDULE 1— Form and content of prospectus
 Part IInterpretation
 Part IIGeneral requirements
 Part IIIThe persons responsible for the prospectus and advisers
 Part IVThe securities to which the prospectus relates and the offer
 Part VGeneral information about the issuer and its capital
 Part VIThe issuer's principal activities
 Part VIIThe issuer's assets and liabilities, financial position and profits and losses
 Part VIIIThe issuer's administration, management and supervision
 Part IXRecent developments in the issuer's business and prospects
 Part XConvertible securities and guaranteed debentures

 SCHEDULE 2— Amendments to the Financial Services Act 1986 and Minor and Consequential Amendments and Repeal
 Part IAmendments to Part IV of the Financial Services Act 1986
 Part IIConsequential amendments and repeals

 SCHEDULE 3 — offers of Securities to the Public in the United Kingdom

 SCHEDULE 4— Mutual Recognition of Prospectuses and Listing Particulars
 Part IRecognition for the purposes of Part IV of the Financial Services Act 1986 of prospectuses and listing particulars approved in other member States
 Part IIRecognition for the purposes of Part II of these Regulations of prospectuses approved in other member States
 Part IIIRecognition for the purposes of the Companies Act 1985 of prospectuses approved in other member States

 SCHEDULE 5— Amendments to Regulations Made Under the Banking Act 1987

-- Back --

Stat




Other